Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baker Steel Capital Managers LLP
FRN 208317
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (22 Jan 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (6 Aug 2003 to 31 Oct 2007)
- CF26 Customer Trading (21 May 2002 to 6 Aug 2003)
- CF22 Investment Adviser (Trainee) (21 May 2002 to 6 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.