James Andrew Hartigan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Atlantic House Investments Limited
FRN 931264
- SMF3 Executive Director (since 1 May 2026)
WISDOMTREE UK LIMITED
FRN 538634
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (5 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (2 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 May 2018 to 8 Dec 2019)
Baker Steel Capital Managers LLP (no longer approved here)
FRN 208317
- CF21 Investment Adviser (1 Apr 2005 to 15 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.