Date authorised
1 April 2013
Companies House
07443535
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402074484330
  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402074484330

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aanand Venkatramanan

    IRN AXV01272

    • CF30 Customer (11 Sep 2017 to 19 Mar 2018)
  • Adria Beso Marco

    IRN AXB04170

    • [FCA CF] Manager of certification employee (since 9 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (31 May 2018 to 8 Dec 2019)
  • Alan Christophe Boulhimez

    IRN ACB01277

    • [FCA CF] Client dealing (since 9 Dec 2024)
  • Alberto Franceschi

    IRN AXF00172

    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Alexander Neil Jamieson

    IRN ANJ01006

    • CF30 Customer (14 Aug 2013 to 19 Dec 2014)
  • Alexis Vassil Roland Marinof-Petkoff

    IRN AVM01038

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (5 Sep 2019 to 8 Dec 2019)
    • CF1 Director (5 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • Alice Liu

    IRN AXL00374

    • [FCA CF] Client dealing (9 Dec 2021 to 29 Apr 2022)
  • Amit Muni

    IRN AXM03761

    • CF2 Non Executive Director (8 Aug 2019 to 8 Dec 2019)
    • CF1 Director (12 Apr 2018 to 8 Aug 2019)
  • Andre Voinea

    IRN AXV01275

    • CF30 Customer (13 Aug 2013 to 17 Mar 2017)
  • Anita Kozina

    IRN AXK00348

    • [FCA CF] Client dealing (since 21 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.