Date authorised
1 April 2013
Companies House
07443535
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402074484330
  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402074484330

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arthur Dubrule

    IRN AXD17957

    • [FCA CF] Client dealing (9 Dec 2020 to 9 Dec 2023)
    • CF30 Customer (12 Aug 2019 to 8 Dec 2019)
  • Ayush Babel

    IRN AXB01234

    • [FCA CF] Client dealing (since 9 Dec 2022)
  • Baoqi Zhu

    IRN BXZ00032

    • [FCA CF] Client dealing (since 30 May 2024)
  • Beena Joseph

    IRN BXJ00045

    • SMF3 Executive Director (since 2 Mar 2021)
    • [FCA CF] Significant management (since 2 Mar 2021)
  • Ben Hall

    IRN BJH01152

    • CF30 Customer (2 Jul 2018 to 24 May 2019)
  • Ben Oliver Miller

    IRN BOM01008

    • CF30 Customer (21 Feb 2017 to 3 Jul 2018)
  • Ben Slade

    IRN BXS00624

    • [FCA CF] Client dealing (since 9 Dec 2025)
  • Benjamin Dean

    IRN BXD00132

    • [FCA CF] Client dealing (9 Dec 2021 to 21 May 2025)
  • Benoit Autier

    IRN BXA01316

    • CF1 Director (20 May 2011 to 31 Dec 2012)
  • Bernhard Wenger

    IRN BXW01130

    • CF30 Customer (13 Aug 2013 to 11 Nov 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.