David Christopher Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baker Steel Capital Managers LLP (no longer approved here)

    FRN 208317

    • SMF27 Partner (9 Dec 2019 to 31 Aug 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2025)
    • CF10 Compliance Oversight (30 Sep 2015 to 6 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (9 May 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 May 2002 to 31 Oct 2007)
    • CF3 Chief Executive (9 May 2002 to 3 Oct 2019)
    • CF27 Investment Management (9 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.