Baillie Gifford Overseas Limited

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Salter

  IRN DWS01072

  • SMF7 Group Entity Senior Manager (since 1 Oct 2023)
  • [FCA CF] Material risk taker (since 26 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (11 Aug 2023 to 1 Mar 2024)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2024)
  • CF3 Chief Executive (AR) (16 Feb 2016 to 21 Jun 2024)
  • CF1 Director (AR) (17 Dec 2014 to 21 Jun 2024)
  • CF1 Director (14 Jun 2012 to 12 Dec 2013)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
• David Shields Henderson

  IRN DSH01052

  • [FCA CF] Manager of certification employee (1 Apr 2021 to 30 Jan 2025)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 11 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jun 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 19 Jun 2023)
  • CF3 Chief Executive (AR) (29 Dec 2015 to 31 Mar 2025)
  • CF1 Director (AR) (29 Dec 2015 to 31 Mar 2025)
  • CF1 Director (15 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 29 Apr 2004)
• David Walton

  IRN DXW01254

  • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Dawn Sharon Murdoch

  IRN DXM20733

  • CF30 Customer (4 Sep 2020 to 1 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
• Deni Kasa

  IRN DXK00263

  • [FCA CF] Client dealing (23 Sep 2022 to 27 Feb 2026)
• Derek Samuel McGowan

  IRN DSM01073

  • [FCA CF] Manager of certification employee (since 27 Oct 2020)
• Derek Thomas Martin

  IRN DXM00200

  • [FCA CF] Significant management (19 May 2020 to 31 Dec 2024)
• Diana Elizabeth MacLean Philip

  IRN DEP01078

  • [FCA CF] Manager of certification employee (since 25 Nov 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 24 Mar 2016)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 May 2023)
• Diane Alison Ross Esson

  IRN DXE16902

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
  • CF30 Customer (19 Jul 2019 to 8 Dec 2019)
• Dickson King Jackson

  IRN DKJ01015

  • [FCA CF] Manager of certification employee (1 Apr 2021 to 28 Feb 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
  • CF3 Chief Executive (12 Dec 2013 to 16 Jul 2018)
  • CF1 Director (2 Jul 2009 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 2 Jul 2009)
  • CF17 Significant Mgt (Other Business Operations) (14 Nov 2006 to 31 Oct 2007)

• Baillie Gifford Investment Management (Europe) Limited

  FRN 830612 · Appointed 11 Jan 2019

• Baillie Gifford Funds Services LLC

  FRN 658926 · Appointed 9 Dec 2014

• Baillie Gifford Asia (Hong Kong) Limited (no longer appointed)

  FRN 728348 · Appointed 8 Dec 2015 · Until 31 Jul 2025

No changes recorded yet.