Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CANACCORD GENUITY ASSET MANAGEMENT LIMITED
FRN 209741
- [FCA CF] Manager of certification employee (since 2 Mar 2021)
- [FCA CF] Client dealing (since 2 Dec 2020)
- CF30 Customer (9 Oct 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 18 Dec 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.