Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Manager of certification employee (1 Apr 2021 to 28 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
    • CF3 Chief Executive (12 Dec 2013 to 16 Jul 2018)
    • CF1 Director (2 Jul 2009 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 2 Jul 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Nov 2006 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2023)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.