Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Significant management (since 1 Apr 2025)
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
- CF4 Partner (1 May 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Baillie Gifford & Co Limited
FRN 119179
- [FCA CF] Material risk taker (since 1 Oct 2023)
- SMF7 Group Entity Senior Manager (since 1 Oct 2023)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Baillie Gifford Overseas Limited
FRN 121818
- SMF7 Group Entity Senior Manager (since 1 Oct 2023)
- [FCA CF] Material risk taker (since 26 Jun 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (11 Aug 2023 to 1 Mar 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Jun 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2024)
- CF3 Chief Executive (AR) (16 Feb 2016 to 21 Jun 2024)
- CF1 Director (AR) (17 Dec 2014 to 21 Jun 2024)
- CF1 Director (14 Jun 2012 to 12 Dec 2013)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
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- (6)Employed By (10 Dec 2014 to 21 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (6)Employed By at Baillie Gifford Funds Services LLC