Date authorised
1 April 2013
Companies House
SC069524
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000
  • Complaints Contact

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Samuel McGowan

    IRN DSM01073

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (2 Jul 2015 to 8 Dec 2019)
    • CF1 Director (16 Feb 2009 to 8 Dec 2019)
  • Donald Hugh Miller Farquharson

    IRN DHF01016

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2025)
    • CF30 Customer (2 Jan 2009 to 2 Jan 2009)
  • Douglas Brodie

    IRN DWB01099

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (11 Aug 2004 to 31 Oct 2007)
  • Douglas McDowell

    IRN DXM01342

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Edward Harry Hocknell

    IRN EHH01003

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Elaine Mary Morrison

    IRN EMM01012

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Eleanor Clare McKee

    IRN ECM01009

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF7 Group Entity Senior Manager (8 Sep 2020 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Elsa Lilias Critchley

    IRN EXC42304

    • [FCA CF] Material risk taker (22 Apr 2020 to 31 Jul 2025)
    • SMF18 Other Overall Responsibility (22 Apr 2020 to 31 Jul 2025)
  • Evan Delaney

    IRN EXD01158

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 31 Dec 2022)
    • CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
    • CF1 Director (5 Dec 2013 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
  • Ewan Alexander MacLean

    IRN EAM01032

    • CF27 Investment Management (1 Dec 2001 to 26 Aug 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.