Aviva Wrap UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  http://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Shelley Dowdall

  IRN SXD00216

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2020)
• Simon Gareth Morgan

  IRN SGM01120

  • SMF4 Chief Risk (since 9 Dec 2019)
  • CF28 Systems and controls (14 Aug 2018 to 8 Dec 2019)
• Simon Roger Marsden

  IRN SRM01199

  • Responsible for Insurance Distribution (31 Mar 2020 to 2 Mar 2022)
  • SMF1 Chief Executive (31 Mar 2020 to 2 Mar 2022)
  • SMF3 Executive Director (31 Mar 2020 to 31 Jan 2024)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Mar 2020)
  • CF29 Significant management (11 Jul 2019 to 8 Dec 2019)
• Sophie Ellen Roberts

  IRN SXR00415

  • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 14 Jun 2022)
• Sophie Haskins

  IRN SXH00386

  • [FCA CF] Significant management (2 Mar 2021 to 27 Sep 2024)
• Stephanie Alexandra Hudson

  IRN SXH03013

  • [FCA CF] Significant management (since 8 Jul 2025)
• Stephen Forder Pond

  IRN SFP01028

  • [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
• Stephen Gould

  IRN SXG00582

  • [FCA CF] Manager of certification employee (19 Jun 2023 to 3 Dec 2023)
• Stephen Joseph Michael Marsh

  IRN SJM01181

  • CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
  • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
• Stephen Paul Trickett

  IRN SPT01067

  • SMF10 Chair of the Risk Committee (20 Jan 2020 to 26 Jan 2022)
  • SMF9 Chair of the Governing Body (20 Jan 2020 to 30 Aug 2023)

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