Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF10 Chair of the Risk Committee (20 Jan 2020 to 26 Jan 2022)
- SMF9 Chair of the Governing Body (20 Jan 2020 to 30 Aug 2023)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 15 May 2020)
- CF2 Non Executive Director (1 May 2013 to 8 Dec 2019)
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- SMF14 Senior Independent Director (10 Dec 2018 to 30 Aug 2023)
- SIMF14 Senior Independent Director (10 Jul 2018 to 9 Dec 2018)
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- CF2 Non Executive Director (2 Sep 2016 to 29 Dec 2017)
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- CF2 Non Executive Director (10 Jul 2013 to 24 Jul 2017)
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- CF2 Non Executive Director (10 Jul 2013 to 24 Jul 2017)
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- CF2 Non Executive Director (9 May 2013 to 8 Dec 2019)
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- CF30 Customer (28 Mar 2011 to 23 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 22 Mar 2011)
- CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.