Date authorised
1 April 2013
Companies House
04470008
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Cush

    IRN SXC00197

    • [FCA CF] Significant management (29 Aug 2024 to 31 Mar 2026)
  • Stuart Edmund Robinson

    IRN SER01063

    • SMF2 Chief Finance (9 Dec 2019 to 30 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2021)
    • CF1 Director (8 Mar 2018 to 8 Dec 2019)
  • Stuart Ian McKellar

    IRN SXM01366

    • [FCA CF] Significant management (since 24 May 2023)
  • Susan Christine Kelly

    IRN SCK01050

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 15 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Feb 2021)
    • CF28 Systems and controls (1 Mar 2012 to 30 Jun 2013)
  • Susan Margaret Kuczynska

    IRN SXK00788

    • [FCA CF] Significant management (since 23 Apr 2024)
  • Suzanne Guy

    IRN SXG01307

    • CF13 Finance (24 Mar 2005 to 9 May 2006)
    • CF1 Director (24 Mar 2005 to 9 May 2006)
  • Thomas Bauer

    IRN TXB00512

    • [FCA CF] Significant management (since 1 Sep 2025)
  • Thomas Edward West

    IRN TXW00077

    • [FCA CF] Manager of certification employee (1 May 2022 to 14 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2022)
  • Tim Richard Orton

    IRN TRO01008

    • CF3 Chief Executive (1 Jul 2014 to 7 Jan 2019)
    • CF1 Director (1 Aug 2013 to 7 Jan 2019)
  • Tina Hodson

    IRN TXH00118

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.