Thomas Bauer

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Administration Limited
FRN 185746
- [FCA CF] Significant management (since 1 Sep 2025)
Aviva Life & Pensions UK Limited
FRN 185896
- [FCA CF] Significant management (since 1 Sep 2025)
Aviva Wrap UK Limited
FRN 231530
- [FCA CF] Significant management (since 1 Sep 2025)
Aviva Health UK Limited
FRN 308139
- [FCA CF] Significant management (since 1 Sep 2025)
Aviva Equity Release UK Limited
FRN 310433
- [FCA CF] Significant management (since 1 Sep 2025)
Aviva Pension Trustees UK Limited
FRN 465132
- [FCA CF] Significant management (since 1 Sep 2025)
Aviva Investment Solutions UK Limited
FRN 515334
- [FCA CF] Significant management (since 1 Sep 2025)
FNZ (UK) Ltd (no longer approved here)
FRN 438687
- [FCA CF] Material risk taker (2 Oct 2023 to 19 Jan 2024)
FNZ Securities Limited (no longer approved here)
FRN 733400
- [FCA CF] Material risk taker (2 Oct 2023 to 9 Feb 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.