Susan Christine Kelly

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (29 Jan 2021 to 15 Feb 2021)
    • [FCA CF] Significant management (21 Jan 2020 to 15 Feb 2021)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (29 Jan 2021 to 15 Feb 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 15 Feb 2021)
    • CF28 Systems and controls (5 Dec 2012 to 30 Jun 2013)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 15 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Feb 2021)
    • CF28 Systems and controls (1 Mar 2012 to 30 Jun 2013)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (29 Jan 2021 to 15 Feb 2021)
    • [FCA CF] Significant management (21 Jan 2020 to 15 Feb 2021)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 15 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Feb 2021)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
    • [FCA CF] Manager of certification employee (29 Jan 2021 to 15 Feb 2021)
    • [FCA CF] Significant management (21 Jan 2020 to 15 Feb 2021)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF28 Systems and controls (1 Sep 2011 to 30 Jun 2013)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • CF28 Systems and controls (1 Sep 2011 to 30 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.