Stephen Joseph Michael Marsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF2 Non Executive Director (29 Nov 2011 to 24 Sep 2012)
    • CF29 Significant management (23 Feb 2011 to 29 Nov 2011)
    • CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
    • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • CF28 Systems and controls (24 Dec 2007 to 9 Feb 2010)
    • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
    • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
    • CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
    • CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
  • Aon UK Limited (no longer approved here)

    FRN 310451

    • CF14 Risk Assessment (10 Jan 2006 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.