Aviva Pension Trustees UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Senior staff personally approved by the FCA to hold their roles here.

Stephen Forder Pond
IRN SFP01028
- [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
Stephen Gould
IRN SXG00582
- [FCA CF] Manager of certification employee (19 Jun 2023 to 3 Dec 2023)
Stephen James Hayes
IRN SJH01615
- [FCA CF] Manager of certification employee (15 May 2020 to 7 Sep 2020)
Stephen Joseph Michael Marsh
IRN SJM01181
- CF11 Money Laundering Reporting (19 Nov 2007 to 19 Jul 2010)
- CF28 Systems and controls (19 Nov 2007 to 9 Feb 2010)
Steve Eve
IRN SXE00038
- [FCA CF] Manager of certification employee (6 May 2020 to 8 Nov 2021)
Steven Cush
IRN SXC00197
- [FCA CF] Significant management (29 Aug 2024 to 31 Mar 2026)
Stuart Edmund Robinson
IRN SER01063
- SMF2 Chief Finance (9 Dec 2019 to 30 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Nov 2021)
- CF1 Director (8 Mar 2018 to 8 Dec 2019)
Stuart Ian McKellar
IRN SXM01366
- [FCA CF] Significant management (since 24 May 2023)
Susan Christine Kelly
IRN SCK01050
- SMF18 Other Overall Responsibility (16 Feb 2021 to 7 Oct 2021)
- [FCA CF] Manager of certification employee (1 Jul 2020 to 15 Feb 2021)
- [FCA CF] Significant management (9 Dec 2019 to 15 Feb 2021)
Susan Margaret Kuczynska
IRN SXK00788
- [FCA CF] Significant management (since 23 Apr 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.