Date authorised
1 April 2013
Companies House
02407799
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principle in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Suzanne Francesca Rose

    IRN SXR00463

    • [FCA CF] Significant management (23 Dec 2021 to 11 Aug 2023)
  • TIMOTHY RAMSAY

    IRN TXR00042

    • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 19 Feb 2021)
  • Tanya Bais

    IRN TXB00663

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2025)
  • Thomas Bauer

    IRN TXB00512

    • [FCA CF] Significant management (since 1 Sep 2025)
  • Thomas Edward West

    IRN TXW00077

    • [FCA CF] Manager of certification employee (1 May 2022 to 14 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2022)
  • Tim Richard Orton

    IRN TRO01008

    • CF3 Chief Executive (1 Jul 2014 to 7 Jan 2019)
    • CF1 Director (1 Aug 2013 to 7 Jan 2019)
  • Tina Hodson

    IRN TXH00118

    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 24 May 2024)
  • Toby Emil Strauss

    IRN TES01006

    • CF3 Chief Executive (30 Mar 2010 to 23 May 2011)
    • CF1 Director (5 Jan 2009 to 23 May 2011)
  • Tom Ground

    IRN TSG01023

    • [FCA CF] Manager of certification employee (15 May 2020 to 30 Jul 2020)
  • Trevor John Matthews

    IRN TJM01140

    • CF29 Significant management (2 Dec 2011 to 2 Jul 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.