Stephen James Hayes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Life & Pensions UK Limited
FRN 185896
- [FCA CF] Manager of certification employee (since 4 Oct 2021)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 7 Sep 2020)
Aviva Pension Trustees UK Limited (no longer approved here)
FRN 465132
- [FCA CF] Manager of certification employee (15 May 2020 to 7 Sep 2020)
Aviva Equity Release UK Limited (no longer approved here)
FRN 310433
- SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
- CF1 Director (20 Jul 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.