Aviva Investors UK Fund Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Stockbroking

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Investment Setup

For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Price
IRN JXP00775
- [FCA CF] Significant management (since 1 Mar 2023)
- [FCA CF] Material risk taker (since 1 Mar 2023)
Jonathan Stephens
IRN JCS00019
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Jonathan Walton Hinton
IRN JWH00011
- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2003)
Joshua Lohmeier
IRN JXL00215
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2021)
Judith Buttigieg
IRN JXB02881
- CF28 Systems and controls (29 Jul 2014 to 29 Aug 2014)
Julian Mervyn Elliott
IRN JME00029
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
Julian Ray Woodford
IRN JRW01250
- CF28 Systems and controls (20 Jan 2011 to 1 Sep 2011)
Julie Brown
IRN JXT00073
- CF21 Investment Adviser (7 Feb 2002 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Feb 2002)
Julie Dawn Green
IRN JDG01107
- CF1 Director (31 Jul 2013 to 1 Sep 2014)
Kamal Mattu
IRN KRM00022
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Smaller firms operating under this firm's FCA authorisation.

Age Concern Hyndburn (no longer appointed)
FRN 207113 · Appointed 29 Oct 2001 · Until 14 Jan 2004
Age Concern (Crawley) (no longer appointed)
FRN 197156 · Appointed 25 Oct 2001 · Until 14 Jan 2004
Nottingham Property Services Ltd (no longer appointed)
FRN 207103 · Appointed 17 Oct 2001 · Until 14 Jan 2005
AMS-Affinity Membership Services Limited (no longer appointed)
FRN 207050 · Appointed 6 Aug 2001 · Until 14 Jan 2004
A.R.P. Financial Services (no longer appointed)
FRN 207049 · Appointed 6 Aug 2001 · Until 14 Jan 2004
ESL Goodhearts Ltd (no longer appointed)
FRN 206289 · Appointed 24 Jul 2001 · Until 14 Jan 2004
Scottish Power UK Plc (no longer appointed)
FRN 201929 · Appointed 7 Mar 2001 · Until 30 Jul 2002
Market Place Mortgages Ltd (no longer appointed)
FRN 201859 · Appointed 6 Feb 2001 · Until 14 Jan 2004
E.Recruitments Solutions Plc (no longer appointed)
FRN 201925 · Appointed 29 Jan 2001 · Until 14 Jan 2004
Age Concern Doncaster (no longer appointed)
FRN 201907 · Appointed 18 Jan 2001 · Until 14 Jan 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.