Julian Mervyn Elliott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (9 Dec 2011 to 12 Apr 2012)
Charles Derby Associates Wealth Management Ltd (no longer approved here)
FRN 513083
- Employed By (9 Dec 2011 to 12 Apr 2012)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (31 May 2011 to 9 Jan 2012)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (17 Mar 2006 to 10 Nov 2006)
- CF22 Investment Adviser (Trainee) (28 Jan 2005 to 17 Mar 2006)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.