Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
    • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
    • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
    • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
    • CF1 Director (14 Oct 2014 to 11 Jul 2018)
  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
    • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
    • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
    • CF1 Director (14 Oct 2014 to 11 Jul 2018)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
    • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF1 Director (31 Jul 2013 to 1 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.