Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2026)
    • [FCA CF] Functions requiring qualifications (26 Jul 2024 to 8 May 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2025)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (29 Sep 2023 to 30 May 2024)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (18 Jul 2022 to 8 Sep 2023)
  • Simpson Financial Services Ltd (no longer approved here)

    FRN 472031

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 25 Mar 2003)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2003)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.