Simpson Financial Services Ltd

• Principal Place of Business

  23A Cross Street

  Leamington Spa

  Warwickshire

  CV32 4PX

  UNITED KINGDOM

  Phone

  +4408006342111

  Web

  https://www.simpsonfs.co.uk

• Complaints Contact

  23A Cross Street

  Leamington Spa

  Warwickshire

  CV32 4PX

  UNITED KINGDOM

  Phone

  +4408006342111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adele Stephen

  IRN AXT00410

  • SMF3 Executive Director (since 8 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 May 2022)
• Alexander James

  IRN AXJ12597

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2025)
  • [FCA CF] Client dealing (since 9 Jan 2025)
• Callum Ogden

  IRN CXO07908

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 26 Feb 2022)
• Christian Paul Wilson

  IRN CPW00024

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
• Christopher Le Marquand

  IRN CXL00427

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 18 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 18 Sep 2023)
• Edwina Elizabeth Hudson

  IRN EEH00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Sep 2021)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
• Hannah Louise Stanley

  IRN HXS00329

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2023)
• Kamal Mattu

  IRN KRM00022

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2022)
• Malcolm Clarke

  IRN MXC00109

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
• Michael John Hinett

  IRN MJH00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Sep 2019 to 8 Dec 2019)

• Simpson Arnold Mortgage Services Limited (no longer appointed)

  FRN 765482 · Appointed 25 Nov 2016 · Until 22 Dec 2016

No changes recorded yet.