Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Simpson Financial Services Ltd
FRN 472031
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
- [FCA CF] Client dealing (since 1 Sep 2022)
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- [FCA CF] Client dealing (30 Dec 2020 to 31 Aug 2022)
- [FCA CF] Functions requiring qualifications (30 Dec 2020 to 31 Aug 2022)
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- CF30 Customer (26 Feb 2014 to 21 Oct 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.