Simpson Financial Services Ltd

• Principal Place of Business

  23A Cross Street

  Leamington Spa

  Warwickshire

  CV32 4PX

  UNITED KINGDOM

  Phone

  +4408006342111

  Web

  https://www.simpsonfs.co.uk

• Complaints Contact

  23A Cross Street

  Leamington Spa

  Warwickshire

  CV32 4PX

  UNITED KINGDOM

  Phone

  +4408006342111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Natasha Danielle Palmer

  IRN NDP01067

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jan 2023)
  • CF1 Director (18 Jan 2017 to 8 Dec 2019)
• Robert William James Simpson

  IRN RWS00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 May 2022)
  • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Jan 2008 to 8 Dec 2019)
  • CF1 Director (2 Jan 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2008 to 8 Dec 2019)
• Simon David Forsdick

  IRN SDF01069

  • CF30 Customer (20 Dec 2018 to 4 Apr 2019)

• Simpson Arnold Mortgage Services Limited (no longer appointed)

  FRN 765482 · Appointed 25 Nov 2016 · Until 22 Dec 2016

No changes recorded yet.