Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2026)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 23 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2024)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (7 Feb 2002 to 5 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Feb 2002)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (7 Feb 2002 to 7 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.