Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jordan Lee Guthrie

  IRN JXG00585

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 18 Aug 2025)
  • [FCA CF] Functions requiring qualifications (13 Dec 2022 to 26 May 2025)
• Joseph Reginald Leathers-Watson

  IRN JXL00662

  • [FCA CF] Functions requiring qualifications (26 Apr 2023 to 21 Jun 2024)
• Juan Luis Gomez Reino

  IRN JXG01849

  • SMF24 Chief Operations (since 13 Feb 2024)
• Julie Dawn Green

  IRN JDG01107

  • SMF18 Other Overall Responsibility (29 Mar 2021 to 22 Oct 2021)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 28 Mar 2021)
  • [FCA CF] Significant management (5 Feb 2020 to 28 Mar 2021)
• Julie Donnelly

  IRN JXD00140

  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 12 Dec 2022)
• Karen Louise Howard

  IRN KXH00097

  • [FCA CF] Significant management (since 31 Mar 2026)
• Karen Ward

  IRN KXW00045

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
• Karl Greenway

  IRN KXG00104

  • [FCA CF] Significant management (since 25 Oct 2021)
• Karl Stephen Sternberg

  IRN KSS01022

  • CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
• Karolina Cetrauskaite

  IRN KXC00211

  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 1 Aug 2023)

No changes recorded yet.