Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF11 Chair of the Audit Committee (23 Aug 2023 to 6 Jan 2025)
- SMF10 Chair of the Risk Committee (23 Aug 2023 to 6 Jan 2025)
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- SMF10 Chair of the Risk Committee (23 Aug 2023 to 6 Jan 2025)
- SMF11 Chair of the Audit Committee (23 Aug 2023 to 6 Jan 2025)
- CF2 Non Executive Director (21 Jul 2016 to 8 Dec 2019)
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- SMF11 Chair of the Audit Committee (23 Aug 2023 to 6 Jan 2025)
- SMF10 Chair of the Risk Committee (23 Aug 2023 to 6 Jan 2025)
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- CF2 Non Executive Director (8 Sep 2014 to 8 Dec 2019)
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- CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
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- CF2 Non Executive Director (29 Mar 2011 to 13 Apr 2015)
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- CF30 Customer (1 Nov 2007 to 7 Jul 2016)
- CF27 Investment Management (20 Mar 2006 to 31 Oct 2007)
- CF3 Chief Executive (20 Mar 2006 to 1 Feb 2013)
- CF1 Director (20 Mar 2006 to 1 Feb 2013)
- CF8 Apportionment and Oversight (20 Mar 2006 to 31 Mar 2009)
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- CF16 Significant Mgt (Desgntd Investment Business) (28 Aug 2003 to 21 Jul 2004)
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- (288)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 21 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (288)CF17 Significant Mgt (Other Business Operations) at Nippon Life Schroders Asset Management Europe Limited