Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katharine Johnston

  IRN KXJ00037

  • [FCA CF] Significant management (22 Apr 2020 to 12 Jul 2021)
• Kathryn Cox

  IRN KXC00060

  • [FCA CF] Significant management (27 Mar 2020 to 18 Jun 2021)
• Kathryn Elizabeth Standley

  IRN KXS00728

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 31 May 2024)
• Katie Tompkin

  IRN KXT00023

  • [FCA CF] Significant management (9 Dec 2019 to 25 Feb 2020)
• Keilly Ann Clark

  IRN KXC00280

  • [FCA CF] Functions requiring qualifications (15 Sep 2022 to 27 Feb 2023)
• Keith Marshall

  IRN KEM01063

  • CF1 Director (1 Jul 2010 to 18 Mar 2014)
• Kelly Hill

  IRN KXH00043

  • [FCA CF] Functions requiring qualifications (20 Feb 2020 to 4 Dec 2020)
• Kerry Louise Duke

  IRN KXD00259

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
  • [FCA CF] Functions requiring qualifications (12 Oct 2022 to 26 May 2024)
• Kevin John Ryan

  IRN KXR00371

  • [FCA CF] Significant management (5 Dec 2024 to 31 Dec 2025)
• Kevin Martin Murray

  IRN KMM01097

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
  • [FCA CF] CASS oversight function (since 10 Oct 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2026)

No changes recorded yet.