Keith Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Material risk taker (8 Jan 2021 to 26 Feb 2021)
    • [FCA CF] Significant management (8 Jan 2021 to 26 Feb 2021)
    • CF28 Systems and controls (21 Feb 2018 to 8 Dec 2019)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • [FCA CF] Significant management (8 Jan 2021 to 26 Feb 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Jun 2020)
    • SMF4 Chief Risk (10 Dec 2018 to 24 Aug 2020)
    • SIMF4 Chief Risk Function (26 Jun 2017 to 9 Dec 2018)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 27 Jun 2017)
    • CF12 Actuarial (4 Feb 2016 to 6 Mar 2016)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • SMF4 Chief Risk (11 Feb 2020 to 26 Feb 2021)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [PRA CF] Key function holder (9 Dec 2019 to 26 Feb 2021)
    • SMF4 Chief Risk (10 Dec 2018 to 26 Feb 2021)
    • SIMF4 Chief Risk Function (23 Mar 2018 to 9 Dec 2018)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF1 Director (1 Jul 2010 to 18 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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