Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Philip Cracknell

  IRN KPC01025

  • CF1 Director (29 Jan 2015 to 8 Oct 2015)
  • CF10a CASS Oversight function (25 Feb 2014 to 3 Dec 2015)
• Kimberley Buckley

  IRN KXB00067

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 18 Feb 2020)
• Kirstine Ann Cooper

  IRN KAC01088

  • [FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
• Kris Black

  IRN KXB00151

  • [FCA CF] Manager of certification employee (16 Feb 2021 to 25 Oct 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2022)
• Kunal Oak

  IRN KXO00061

  • [FCA CF] Manager of certification employee (25 Oct 2021 to 3 Jul 2024)
  • [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
• Kurtis Dean Peck

  IRN KXP00265

  • [FCA CF] Functions requiring qualifications (24 May 2022 to 30 Dec 2022)
• Laura Anne Stewart-Smith

  IRN LAS01100

  • [FCA CF] Significant management (since 28 Jul 2022)
• Laura Eaton

  IRN LXE00010

  • [FCA CF] Functions requiring qualifications (22 Feb 2022 to 1 Sep 2022)
• Laura Gale

  IRN LXG00047

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Laura Kate Hawker

  IRN LXH00563

  • [FCA CF] Significant management (since 29 Jul 2024)

No changes recorded yet.