Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Law

  IRN LXL00036

  • [FCA CF] Functions requiring qualifications (18 Feb 2020 to 17 Jun 2024)
• Lee Brunt

  IRN LXB00061

  • [FCA CF] Functions requiring qualifications (20 Feb 2020 to 18 Feb 2022)
• Lee Walker

  IRN LXW67412

  • [FCA CF] Significant management (since 4 Mar 2024)
• Liam Whittall

  IRN LXW00037

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Manager of certification employee (since 6 May 2025)
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2022)
• Lianne Frost

  IRN LXF01286

  • CF1 Director (16 May 2013 to 25 Nov 2014)
• Lindsay Forster

  IRN LXF01215

  • CF29 Significant management (5 Nov 2014 to 29 Apr 2015)
• Lindsay Grayson

  IRN LXG00046

  • [FCA CF] Functions requiring qualifications (20 Feb 2020 to 18 Feb 2022)
• Lindsey Rix-Broom

  IRN LXM01731

  • SMF7 Group Entity Senior Manager (30 Apr 2020 to 14 Apr 2021)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 29 Apr 2020)
  • CF29 Significant management (18 Jul 2017 to 8 Dec 2019)
• Lionel Smith

  IRN LXS01362

  • CF11 Money Laundering Reporting (1 Apr 2017 to 18 Jun 2017)
• Lisa Marie Ward

  IRN LXW00362

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 14 Apr 2025)

No changes recorded yet.