Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Littler

  IRN LXW00039

  • [FCA CF] Functions requiring qualifications (27 May 2022 to 28 Nov 2022)
• Lucy Shippam

  IRN LXS00071

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 5 Mar 2021)
• Lydia Jean Whalley

  IRN LXW00489

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2025)
• Lynette Briggs

  IRN LXB00064

  • [FCA CF] Functions requiring qualifications (18 Feb 2022 to 12 Dec 2022)
• Lynn Elizabeth Morrison Madders

  IRN LXM00402

  • [FCA CF] Manager of certification employee (28 Feb 2022 to 3 Jul 2023)
• Madeleine Nolan

  IRN MXN00063

  • SMF18 Other Overall Responsibility (20 Feb 2024 to 31 Mar 2026)
  • [FCA CF] Significant management (25 Oct 2021 to 19 Feb 2024)
• Madeline Gee

  IRN MXG00095

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2020)
• Maiyuresh Rajahmaheswaran

  IRN MXR01369

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Significant management (since 14 Jun 2021)
  • [FCA CF] Manager of certification employee (14 Jun 2021 to 25 Oct 2021)
• Malcolm Goodwin

  IRN MXG00098

  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
• Manav Verma

  IRN MXV00149

  • [FCA CF] Significant management (since 1 Apr 2024)

No changes recorded yet.