Aviva Investment Solutions UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +443453078550

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mandy Loadman

  IRN MXL00096

  • [FCA CF] Significant management (1 Dec 2020 to 22 Oct 2021)
• Marcus John Gent

  IRN MJG01366

  • CF1 Director (20 Dec 2011 to 25 Nov 2014)
  • CF10a CASS Oversight function (20 Dec 2011 to 5 Mar 2013)
• Marian Glen

  IRN MXG01772

  • CF2 Non Executive Director (10 Oct 2013 to 13 Apr 2015)
• Mark Begley

  IRN MXB00127

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2020)
• Mark Brian Chaplin

  IRN MXC01896

  • SMF7 Group Entity Senior Manager (20 Aug 2020 to 27 May 2022)
  • CF28 Systems and controls (1 Jul 2017 to 13 Aug 2018)
• Mark Price

  IRN MXP00132

  • [FCA CF] Functions requiring qualifications (22 Dec 2021 to 18 Feb 2022)
• Mark Simon Edwards

  IRN MXE00183

  • [FCA CF] Manager of certification employee (since 20 Jan 2022)
• Mark Thompson

  IRN MXT00095

  • [FCA CF] Manager of certification employee (20 Feb 2020 to 24 Jul 2020)
• Marta Zarraga

  IRN MXZ00007

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
• Martha Lotte Phillips

  IRN MXP00133

  • [FCA CF] Manager of certification employee (9 Jun 2020 to 4 Dec 2020)
  • [FCA CF] Significant management (13 May 2020 to 31 Dec 2021)

No changes recorded yet.