Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 25 Oct 2021)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 25 Oct 2021)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 14 Jun 2021)
    • [FCA CF] Manager of certification employee (14 Jun 2021 to 25 Oct 2021)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 14 Jun 2021)
    • [FCA CF] Manager of certification employee (14 Jun 2021 to 25 Oct 2021)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2021)
    • CF30 Customer (11 Aug 2014 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 27 May 2014)
    • CF22 Investment Adviser (Trainee) (31 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.