Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF24 Chief Operations (since 13 Feb 2024)
    • SMF3 Executive Director (5 Sep 2024 to 17 Apr 2026)
    • SMF24 Chief Operations (since 13 Feb 2024)
    • SMF24 Chief Operations (since 13 Feb 2024)
    • SMF24 Chief Operations (since 13 Feb 2024)
    • SMF24 Chief Operations (since 13 Feb 2024)
    • SMF24 Chief Operations (since 13 Feb 2024)
  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • SMF7 Group Entity Senior Manager (16 Nov 2022 to 10 Aug 2023)
    • [FCA CF] Material risk taker (4 Aug 2022 to 16 Nov 2022)
    • [FCA CF] Manager of certification employee (4 Aug 2022 to 16 Nov 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (11 Dec 2020 to 22 Apr 2022)
    • [FCA CF] Manager of certification employee (19 Nov 2018 to 13 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jun 2016 to 22 Apr 2022)
    • [FCA CF] Material risk taker (17 Jun 2016 to 22 Apr 2022)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Material risk taker (14 Nov 2019 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2019 to 9 Dec 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 13 Nov 2019)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2019 to 9 Dec 2019)
    • [FCA CF] Material risk taker (14 Nov 2019 to 9 Dec 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 13 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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