Aviva Equity Release UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva UK Insurance

  Wellington Row

  York

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Trades With You Directly

  For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Craig James Thornton

  IRN CJT01069

  • CF29 Significant management (1 Aug 2012 to 8 Mar 2013)
  • CF28 Systems and controls (10 Feb 2010 to 7 Feb 2011)
• Daren Roy Carter

  IRN DRC01151

  • CF1 Director (8 Feb 2006 to 11 Aug 2006)
• Darren Howe

  IRN DXH00108

  • [FCA CF] Significant management (since 27 Sep 2022)
• David Anthony Elliot

  IRN DXE00147

  • SMF3 Executive Director (since 18 Oct 2022)
• David Arthur Hazell

  IRN DAH01185

  • CF11 Money Laundering Reporting (19 Jul 2010 to 29 Feb 2012)
  • CF10 Compliance Oversight (19 Jul 2010 to 29 Feb 2012)
• David Barclay Barral

  IRN DBB01017

  • CF29 Significant management (2 Mar 2011 to 13 Apr 2015)
  • CF1 Director (10 Jun 2009 to 26 Jan 2011)
• David Frederick Swiffen Rogers

  IRN DFR01016

  • SMF7 Group Entity Senior Manager (28 Apr 2020 to 30 Oct 2020)
  • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2020)
  • CF29 Significant management (10 Oct 2019 to 8 Dec 2019)
• David Lorimer Young

  IRN DXY00070

  • [FCA CF] Significant management (since 8 Jul 2025)
• David Montgomery

  IRN DXM00298

  • SMF24 Chief Operations (since 20 Jun 2025)
  • [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
  • [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
• Deborah Stott

  IRN DXS01034

  • [FCA CF] Significant management (since 19 Aug 2024)

• Railway Employees & Public Transport Association (no longer appointed)

  FRN 409348 · Appointed 17 Dec 2004 · Until 12 Feb 2007

No changes recorded yet.