Aviva Equity Release UK Limited

• Principal Place of Business

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +442072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva UK Insurance

  Wellington Row

  York

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Equity Release Admin

  For Customer, Home reversion plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Trades With You Directly

  For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Douglas Allan Brown

  IRN DAB01249

  • SMF7 Group Entity Senior Manager (since 6 May 2022)
  • SMF9 Chair of the Governing Body (18 May 2021 to 6 May 2022)
  • [FCA CF] Significant management (1 May 2021 to 17 May 2021)
  • [FCA CF] Manager of certification employee (1 May 2021 to 17 May 2021)
• Elsa Raper

  IRN EXR00192

  • [FCA CF] Significant management (since 1 Oct 2023)
• Frances Bruce

  IRN FXB81493

  • [FCA CF] Manager of certification employee (6 Jul 2020 to 25 Oct 2021)
• Gary Nigel Withers

  IRN GNW01012

  • CF8 Apportionment and Oversight (31 Oct 2004 to 10 Feb 2006)
• George Dodd

  IRN GXD00072

  • SMF18 Other Overall Responsibility (24 Feb 2022 to 31 Jan 2023)
  • [FCA CF] Significant management (17 Nov 2020 to 23 Feb 2022)
• Gordon John Cummins

  IRN GJC01149

  • CF29 Significant management (9 Feb 2009 to 30 Nov 2009)
• Graham Stirling Boffey

  IRN GSB01058

  • CF1 Director (27 Jul 2010 to 5 Dec 2012)
• Gregory Neilson

  IRN GRN01029

  • SMF1 Chief Executive (7 Jan 2020 to 17 Jun 2021)
  • SMF3 Executive Director (7 Jan 2020 to 17 Jun 2021)
• Heather Elizabeth Sears

  IRN HXS00413

  • SMF4 Chief Risk (since 10 Nov 2023)
• Hortense Frisby

  IRN HXF09765

  • [FCA CF] Manager of certification employee (25 Oct 2021 to 1 Sep 2022)
  • [FCA CF] Significant management (3 Aug 2021 to 1 Sep 2022)

• Railway Employees & Public Transport Association (no longer appointed)

  FRN 409348 · Appointed 17 Dec 2004 · Until 12 Feb 2007

No changes recorded yet.