Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Howard Kew

    IRN HXK01134

    • CF1 Director (31 Oct 2004 to 11 Aug 2006)
  • Hugh Hessing

    IRN HWH01019

    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2020)
    • Responsible for Insurance Distribution (3 Jun 2019 to 1 Feb 2020)
    • CF29 Significant management (16 Jan 2017 to 8 Dec 2019)
  • Iain Pearce

    IRN IXP15104

    • SMF7 Group Entity Senior Manager (27 Nov 2020 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 26 Nov 2020)
    • [FCA CF] Significant management (2 Oct 2020 to 26 Nov 2020)
  • Ian Butterworth

    IRN IXB01205

    • CF1 Director (27 Jul 2010 to 31 Dec 2010)
  • Ian Dury

    IRN IXD00042

    • [FCA CF] Significant management (29 Jan 2021 to 7 Oct 2021)
  • Ian Stuart Darby

    IRN ISD01011

    • CF29 Significant management (10 Sep 2012 to 27 Jun 2013)
  • Jacqueline Curness

    IRN JMC01330

    • SMF4 Chief Risk (9 Dec 2019 to 29 Apr 2021)
    • CF28 Systems and controls (1 Jun 2018 to 8 Dec 2019)
  • James Barnard

    IRN JXB11964

    • [FCA CF] Significant management (6 May 2021 to 21 Oct 2021)
    • [FCA CF] Manager of certification employee (6 May 2021 to 21 Oct 2021)
  • James Christopher Steuart Hillman

    IRN JCH01251

    • [FCA CF] Manager of certification employee (4 Dec 2023 to 21 Jan 2024)
  • James Godfrey

    IRN JXG00046

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.