Date authorised
1 April 2013
Companies House
03286484
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +442072832000
  • Complaints Contact

    Aviva UK Insurance
    Wellington Row
    York
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Iain Glen

    IRN JIG01008

    • CF11 Money Laundering Reporting (31 Oct 2004 to 23 Jul 2007)
  • James Vessey

    IRN JXV00083

    • [FCA CF] Significant management (15 Sep 2021 to 25 Oct 2021)
    • [FCA CF] Manager of certification employee (15 Sep 2021 to 25 Oct 2021)
  • Jane Veronica Storm

    IRN JXS25826

    • SMF18 Other Overall Responsibility (since 11 Dec 2025)
  • Janine Gooding

    IRN JXG01977

    • CF29 Significant management (1 Aug 2012 to 29 Jul 2013)
  • Jason Frank Lester

    IRN JFL00001

    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
  • Jason Michael Windsor

    IRN JMW01117

    • CF29 Significant management (7 Aug 2016 to 30 Jun 2019)
  • John Charles Amies Wilkinson

    IRN JCW01175

    • CF11 Money Laundering Reporting (18 Sep 2015 to 31 Mar 2017)
  • John Cummings

    IRN JXC28055

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (24 Jan 2020 to 31 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Apr 2020)
  • John Francis Waring Westby

    IRN JXW01412

    • CF1 Director (31 Oct 2004 to 17 Feb 2007)
  • John Michael Mahon

    IRN JXM00490

    • [FCA CF] Significant management (since 1 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.