Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cheryl Thompson

    IRN CXT00013

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (27 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 27 Apr 2006)
  • Cheryl Toner

    IRN CXT01385

    • [FCA CF] Manager of certification employee (since 4 Jan 2023)
    • CF1 Director (20 Jul 2010 to 15 Sep 2010)
  • Chioma Alexandra Nwosu

    IRN CAN01020

    • CF22 Investment Adviser (Trainee) (23 Jan 2002 to 4 Jul 2003)
  • Chris Creese

    IRN CXC00102

    • CF21 Investment Adviser (10 Dec 2003 to 21 Aug 2007)
    • CF22 Investment Adviser (Trainee) (20 May 2003 to 10 Dec 2003)
    • CF1 Director (AR) (20 May 2003 to 21 Aug 2007)
  • Chris Dunn

    IRN CDD01029

    • CF30 Customer (9 Jun 2008 to 31 Dec 2008)
  • Chris Wood

    IRN CMW01142

    • SMF16 Compliance Oversight (since 30 Jan 2020)
  • Christian John Pepper

    IRN CJP01137

    • CF1 Director (AR) (25 Apr 2007 to 9 Aug 2007)
    • CF7 Sole Trader (AR) (9 Mar 2006 to 25 Apr 2006)
    • CF4 Partner (AR) (23 Nov 2004 to 9 Mar 2006)
  • Christian Michael Slocombe

    IRN CMS00058

    • CF21 Investment Adviser (30 Nov 2005 to 18 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2005 to 30 Nov 2005)
  • Christina Aspinall

    IRN CXA01440

    • [FCA CF] Client dealing (1 Jan 2021 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 30 Apr 2023)
  • Christine Elizabeth Johnston

    IRN CEJ00003

    • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.