Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Jul 2023)
  • Stratagem Financial Planning Limited (no longer approved here)

    FRN 819330

    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 31 Mar 2024)
    • [FCA CF] Client dealing (1 Nov 2020 to 31 Mar 2024)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (30 Nov 2005 to 18 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2005 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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