Chris Dunn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Obsidian Financial Limited

    FRN 509756

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Dec 2015 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Apr 2009 to 20 Jan 2012)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (9 Jun 2008 to 31 Dec 2008)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (9 Jun 2008 to 31 Dec 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF22 Investment Adviser (Trainee) (7 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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