Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Mark Piper
IRN DMP00024
- CF21 Investment Adviser (25 Aug 2004 to 7 Sep 2005)
- CF4 Partner (AR) (18 Jul 2003 to 7 Sep 2005)
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 25 Aug 2004)
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David Martyn Lewis
IRN DML00010
- CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2005)
- CF1 Director (AR) (1 Dec 2001 to 26 Jun 2007)
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David Michael Hibbert
IRN DMH01145
- CF30 Customer (20 Jan 2010 to 16 Sep 2010)
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David Michael Wood
IRN DMW00002
- CF30 Customer (1 Nov 2007 to 7 Nov 2008)
- CF22 Investment Adviser (Trainee) (28 Mar 2006 to 31 Oct 2007)
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David Montgomery
IRN DXM00298
- SMF24 Chief Operations (since 20 Jun 2025)
- [FCA CF] Manager of certification employee (1 Mar 2025 to 19 Jun 2025)
- [FCA CF] Significant management (4 Dec 2023 to 19 Jun 2025)
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David Murdoch Reid
IRN DMR00027
- CF22 Investment Adviser (Trainee) (11 Aug 2004 to 31 Dec 2004)
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David Murray Syme
IRN DMS00006
- CF30 Customer (27 Jul 2010 to 16 Sep 2010)
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David Nigel Hobbs
IRN DNH00009
- CF21 Investment Adviser (3 Mar 2003 to 23 Aug 2007)
- CF22 Investment Adviser (Trainee) (8 Jul 2002 to 3 Mar 2003)
- CF7 Sole Trader (AR) (8 Jul 2002 to 15 Jul 2002)
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David Nigel Lewis
IRN DNL00001
- CF1 Director (AR) (27 May 2003 to 30 Sep 2004)
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David Norman
IRN DJN00018
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 25 Feb 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kingstons Financial Services (no longer appointed)
FRN 176258 · Appointed 31 Oct 2004 · Until 25 Sep 2006
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Countryside Financial Solutions (no longer appointed)
FRN 222003 · Appointed 31 Oct 2004 · Until 3 May 2006
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Richmond Financial Planning (no longer appointed)
FRN 403553 · Appointed 31 Oct 2004 · Until 12 Jul 2007
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Hawkins Financial Services (no longer appointed)
FRN 403558 · Appointed 31 Oct 2004 · Until 25 Apr 2005
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.