Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Robert Kelly

  IRN DRK01037

  • CF22 Investment Adviser (Trainee) (25 Oct 2005 to 17 Jan 2006)
• David Roberts

  IRN DXR00094

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (27 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Jul 2006 to 27 Mar 2007)
• David Roberts

  IRN DXR01388

  • CF22 Investment Adviser (Trainee) (7 Apr 2004 to 30 Sep 2005)
• David Russell Harper

  IRN DRH01101

  • CF21 Investment Adviser (3 Apr 2003 to 1 Aug 2005)
  • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 3 Apr 2003)
  • CF1 Director (AR) (6 Feb 2002 to 9 Aug 2006)
• David Scott Daw

  IRN DSD01034

  • CF28 Systems and controls (1 Nov 2007 to 28 Mar 2011)
  • CF15 Internal Audit (17 May 2004 to 31 Oct 2007)
• David Smith

  IRN DJS01380

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
  • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
• David Stephen Ellwood

  IRN DSE01011

  • CF21 Investment Adviser (4 Nov 2005 to 16 Oct 2006)
  • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 4 Nov 2005)
• David Stuart Allan

  IRN DSA00008

  • CF30 Customer (23 Jan 2009 to 10 Dec 2009)
• David Tait

  IRN DNT01010

  • CF21 Investment Adviser (17 Jun 2005 to 20 Feb 2006)
  • CF22 Investment Adviser (Trainee) (22 Feb 2005 to 17 Jun 2005)
• David Thomas Agnew

  IRN DTA00004

  • CF21 Investment Adviser (21 Aug 2003 to 7 Oct 2005)
  • CF22 Investment Adviser (Trainee) (19 Dec 2002 to 21 Aug 2003)
  • CF1 Director (AR) (19 Dec 2002 to 7 Oct 2005)

• Pickles Financial Planning (no longer appointed)

  FRN 423596 · Appointed 17 Jan 2005 · Until 28 Aug 2007

• Digney Grant Financial Services Ltd (no longer appointed)

  FRN 417728 · Appointed 14 Dec 2004 · Until 28 Aug 2007

• Harbour Financial Services Ltd (no longer appointed)

  FRN 206278 · Appointed 13 Dec 2004 · Until 16 Apr 2007

• Mortgage UK Financial Services Ltd (no longer appointed)

  FRN 417504 · Appointed 10 Dec 2004 · Until 10 Aug 2007

• I - Mortgage Services Ltd (no longer appointed)

  FRN 417372 · Appointed 8 Dec 2004 · Until 1 Jan 2007

• Regional Estates (no longer appointed)

  FRN 416496 · Appointed 3 Dec 2004 · Until 24 Jan 2008

• Village Financial Advisors Ltd (no longer appointed)

  FRN 416097 · Appointed 30 Nov 2004 · Until 8 Jun 2005

• Littlewoods Finance Company Plc (no longer appointed)

  FRN 415924 · Appointed 26 Nov 2004 · Until 10 Jan 2007

• Fairway Mortgage and Financial Services Ltd (no longer appointed)

  FRN 415474 · Appointed 23 Nov 2004 · Until 19 Jun 2007

• All Finanz (no longer appointed)

  FRN 414747 · Appointed 15 Nov 2004 · Until 9 Aug 2007

No changes recorded yet.