Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cheryl Thompson

  IRN CXT00013

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (27 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 27 Apr 2006)
• Cheryl Toner

  IRN CXT01385

  • [FCA CF] Manager of certification employee (since 4 Jan 2023)
  • CF1 Director (20 Jul 2010 to 15 Sep 2010)
• Chioma Alexandra Nwosu

  IRN CAN01020

  • CF22 Investment Adviser (Trainee) (23 Jan 2002 to 4 Jul 2003)
• Chris Creese

  IRN CXC00102

  • CF21 Investment Adviser (10 Dec 2003 to 21 Aug 2007)
  • CF22 Investment Adviser (Trainee) (20 May 2003 to 10 Dec 2003)
  • CF1 Director (AR) (20 May 2003 to 21 Aug 2007)
• Chris Dunn

  IRN CDD01029

  • CF30 Customer (9 Jun 2008 to 31 Dec 2008)
• Chris Wood

  IRN CMW01142

  • SMF16 Compliance Oversight (since 30 Jan 2020)
• Christian John Pepper

  IRN CJP01137

  • CF1 Director (AR) (25 Apr 2007 to 9 Aug 2007)
  • CF7 Sole Trader (AR) (9 Mar 2006 to 25 Apr 2006)
  • CF4 Partner (AR) (23 Nov 2004 to 9 Mar 2006)
• Christian Michael Slocombe

  IRN CMS00058

  • CF21 Investment Adviser (30 Nov 2005 to 18 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 May 2005 to 30 Nov 2005)
• Christina Aspinall

  IRN CXA01440

  • [FCA CF] Client dealing (1 Jan 2021 to 30 Apr 2023)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 30 Apr 2023)
• Christine Elizabeth Johnston

  IRN CEJ00003

  • CF30 Customer (1 Nov 2007 to 14 Dec 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Mortgage Port Ltd (no longer appointed)

  FRN 429252 · Appointed 9 Mar 2005 · Until 1 May 2007

• Jhoots Financial Services Ltd (no longer appointed)

  FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006

• Complete Protection Ltd (no longer appointed)

  FRN 429150 · Appointed 7 Mar 2005 · Until 26 Mar 2007

• Apex Financial Planning (no longer appointed)

  FRN 428746 · Appointed 28 Feb 2005 · Until 1 Jul 2007

• Windmill Financial Planning & Independent Mortgages (no longer appointed)

  FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007

• Glasgow Mortgage Centre Ltd (no longer appointed)

  FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007

• True Colours Financial Planning Ltd (no longer appointed)

  FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007

• Braxfield (no longer appointed)

  FRN 426133 · Appointed 9 Feb 2005 · Until 15 Aug 2007

• Concept Publishing Ltd (no longer appointed)

  FRN 425916 · Appointed 4 Feb 2005 · Until 23 Jan 2008

• KFS Mortgages Ltd (no longer appointed)

  FRN 424336 · Appointed 24 Jan 2005 · Until 1 Dec 2005

No changes recorded yet.