Aviva Administration Limited

• Principal Place of Business

  Aviva

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4402072832000

  Web

  https://www.aviva.co.uk

• Complaints Contact

  Aviva

  Customer Relations

  Wellington Row

  York

  North Yorkshire

  YO90 1WR

  UNITED KINGDOM

  Phone

  +4403453078550

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenneth Robertson

  IRN KXR00030

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Kenneth Willmin

  IRN KRW00008

  • CF4 Partner (AR) (21 Jul 2003 to 30 Aug 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 29 Apr 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)
• Kerry Anne Thomson

  IRN KAP00024

  • CF30 Customer (8 Jul 2009 to 16 Sep 2010)
• Kerry Corden

  IRN KXL00070

  • CF30 Customer (1 Nov 2007 to 5 Mar 2008)
  • CF21 Investment Adviser (13 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Jul 2005 to 13 Jan 2006)
• Kerry Ellis

  IRN KXL01226

  • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
• Kevan McArthur

  IRN KXM01574

  • CF1 Director (13 Nov 2007 to 23 Jun 2008)
• Kevin Alan Maddison

  IRN KAM00031

  • CF16 Significant Mgt (Desgntd Investment Business) (29 Jan 2002 to 11 Mar 2002)
• Kevin Anthony Moss

  IRN KAM01173

  • Responsible for Insurance Mediation (13 Apr 2015 to 16 Jan 2017)
  • CF29 Significant management (13 Apr 2015 to 16 Jan 2017)
• Kevin Barclay

  IRN KXB00060

  • CF22 Investment Adviser (Trainee) (26 Mar 2004 to 28 Aug 2004)
• Kevin Boyle

  IRN KXB00103

  • CF21 Investment Adviser (22 Jun 2005 to 30 Jan 2006)
  • CF22 Investment Adviser (Trainee) (12 Feb 2003 to 22 Jun 2005)

• Quantum 3 Financial Services Ltd (no longer appointed)

  FRN 221358 · Appointed 12 Dec 2002 · Until 7 Oct 2005

• St Davids Financial Consultants (no longer appointed)

  FRN 221337 · Appointed 12 Dec 2002 · Until 7 Mar 2007

• Bluewater Asset Management Ltd (no longer appointed)

  FRN 220952 · Appointed 27 Nov 2002 · Until 26 Jan 2005

• Compass Financial Direction (no longer appointed)

  FRN 219933 · Appointed 21 Nov 2002 · Until 31 Aug 2005

• Rogers & Govier (no longer appointed)

  FRN 220004 · Appointed 21 Nov 2002 · Until 1 Aug 2005

• William Allan Financial Services (no longer appointed)

  FRN 218003 · Appointed 21 Nov 2002 · Until 11 Jul 2006

• Ringsite Ltd (no longer appointed)

  FRN 220457 · Appointed 21 Nov 2002 · Until 24 Jan 2008

• Swindon Mortgages & Financial Services (no longer appointed)

  FRN 219671 · Appointed 21 Nov 2002 · Until 14 Jul 2003

• Ian Frazer Insurance Brokers Limited (no longer appointed)

  FRN 220512 · Appointed 21 Nov 2002 · Until 31 Oct 2004

• Elite Financial Advice Ltd (no longer appointed)

  FRN 219846 · Appointed 21 Nov 2002 · Until 6 Aug 2007

No changes recorded yet.