Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Obsidian Financial Limited
FRN 509756
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 30 Dec 2022)
- [FCA CF] Client dealing (since 30 Dec 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Nov 2022)
- CF30 Customer (11 Aug 2015 to 17 Nov 2022)
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- Employed By (11 Aug 2015 to 24 Aug 2016)
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- CF30 Customer (19 Feb 2010 to 2 Jul 2012)
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- Employed By (18 Feb 2010 to 2 Jul 2012)
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- Employed By (2 Mar 2007 to 30 Aug 2007)
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- CF1 Director (AR) (10 Nov 2005 to 2 Jul 2007)
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- CF4 Partner (AR) (21 Jul 2003 to 31 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
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- CF4 Partner (AR) (21 Jul 2003 to 30 Aug 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 29 Apr 2004)
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)
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- Employed By (21 Jul 2003 to 30 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.