This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Compass Financial Direction

Watch for changes

FRN: 219933
Last scraped: 1 month ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Diplomat House

4th Avenue

Dukesway

Team Valley Trading Estate

Gateshead

NE11 0PZ

UNITED KINGDOM

Phone

+4401914875511

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alan Sanderson
IRN AXS01868
- Employed By (26 May 2004 to 31 Aug 2005)
Allen Young
IRN AXY01064
- Employed By (20 May 2004 to 13 Jul 2005)
Anthony Michael Bennett
IRN AMB00032
- Employed By (26 Oct 2002 to 26 Aug 2005)
Frances Ann Newsome
IRN FAN00001
- Employed By (26 Oct 2002 to 2 Sep 2003)
Michael Robert Barkess
IRN MRB00034
- Employed By (30 Oct 2002 to 13 Jul 2005)
Rozina Sharif
IRN RXS00229
- Employed By (26 Oct 2002 to 7 Oct 2003)
Stephen Whalen
IRN SXW00134
- Employed By (19 May 2003 to 13 Jul 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.